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Alternative Trading Systems
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251	Caldwell Securities Ltd. ___________________________________________________________________________________________________________________________ Independent Investment Advisors Best Execution Add to Reading List Source URL: www.caldwellsecurities.com Language: English - Date: 2014-01-20 15:47:00 Economics Investment Mathematical finance Order Dark liquidity Alternative Trading Systems Algorithmic trading Best execution Bid–offer spread Financial markets Financial economics Stock market
252	Proposed Rule: Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-29 16:20:27 Stock market Finance United States Securities and Exchange Commission Regulation NMS Alternative Trading Systems Securities Exchange Act Order Electronic communication network Day trading Financial markets Financial economics Investment
253	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]May 8, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-09 06:57:56 Investment Securities Exchange Act U.S. Securities and Exchange Commission Alternative Trading Systems Short Algorithmic trading New York Stock Exchange Security London Stock Exchange Financial markets Financial economics Finance
254	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 12, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-13 09:20:51 Finance Securities Exchange Act New York Stock Exchange Algorithmic trading Alternative Trading Systems Chicago Stock Exchange Financial markets Financial economics Investment
255	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]June 6, 2014 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-06 08:54:25 Financial system 73rd United States Congress United States Securities and Exchange Commission United States securities law Financial services Securities Exchange Act Alternative Trading Systems Trading room Dark liquidity Financial economics Finance Financial markets
256	SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 242, 249 and 270 Release Nos[removed], IC-28939; File Nos. S7-17-08, S7[removed]RIN 3235-AK17, 3235-AK19 References to Ratings of Nationally Recognized Statistical Rati Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-05 17:35:57 Financial regulation Financial economics Finance Alternative Trading Systems U.S. Securities and Exchange Commission Securities Exchange Act Credit rating agency Securities Act Security United States securities law 73rd United States Congress United States Securities and Exchange Commission
257	Proposed Rule: Regulation Systems Compliance and Integrity Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-26 11:28:19 Financial economics Financial system Financial regulation Financial markets Alternative Trading Systems Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities Act United States securities law United States Securities and Exchange Commission 73rd United States Congress
258	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-01 12:19:19 United States Securities and Exchange Commission Financial economics Finance Credit rating agency Alternative Trading Systems U.S. Securities and Exchange Commission Securities Exchange Act Nationally recognized statistical rating organization Securities regulation in the United States United States securities law Financial regulation 73rd United States Congress
259	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 1, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-02 08:51:14 Finance New York Stock Exchange Securities Exchange Act Algorithmic trading Alternative Trading Systems U.S. Securities and Exchange Commission Bond Financial markets Financial economics Economics
260	Form ATS OMB APPROVAL OMB Number: [removed]Expires: Add to Reading List Source URL: www.sec.gov Language: English - Date: 1999-03-01 07:13:00 73rd United States Congress United States Securities and Exchange Commission Finance Financial system Securities Exchange Act Alternative Trading Systems Mathematical finance U.S. Securities and Exchange Commission Securities regulation in the United States Financial markets United States securities law Financial economics

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